This job is expired. See open roles hereSenior Compliance Officer
$350,000 - $400,000
Posted Jul 15 Full TimeNew York City Metropolitan Area · Location: New York, NY
· Job # 39137
Compensation: $350,000-400,000 all in
We are representing a Senior Compliance opportunity for a rapidly growing $25 billion AUM alternative asset management firm. This person will sit in NYC on a hybrid schedule and join a compliance/legal team of about 10 people. This team coordinates, oversees, and handles all legal, regulatory and compliance issues globally.
Responsibilities
- Assist with administering the Firm’s compliance policies
- Assist in designing new policies and procedures to keep up to date with legal and regulatory changes
- Advise investment team on conflicts of interest, investment allocation, information sharing, and fund governance
- Prepare and oversee regulatory filings with the SEC and other international regulatory bodies
- Enhance and maintain the trade surveillance program
- Coordinate compliance training initiatives and materials for employees globally
- Conduct periodic compliance testing and reviews to ensure policies and procedures are working effectively
Please apply within if you are interested.