This job is expired. See open roles hereVP of Compliance
$300,000 - $400,000
Posted Jul 02 Full TimeGreenwich, Connecticut Overview:
- Specialist asset manager focused on credit investments - AUM around $9B
- Approximately 75 employees - excellent culture and ability to grow with the firm
- Looking to hire the head of Public Funds compliance with pathway to CCO title
Responsibilities:
- Drive the regulatory compliance function for all matters relating to the registered and regulated investment vehicles managed by the firm (including closed-end funds, interval funds and business development companies), with a focus on the Investment Company Act of 1940
- Manage regulatory filings, including ad hoc filings and regular periodic SEC filings (such as Form 8-K and quarterly tender/repurchase offers)
- Coordinate corporate governance matters for the Regulated Funds, including preparing and reviewing materials for meetings of the boards of directors/trustees
Qualifications:
- 5th or 6th year big-law associate from Investment Management, Public Funds, Mutual Funds group
Comp: $300-400k total compensation
#37097